#CAN-2026-KWOV2B
RIA Operations Leader
12+ years
Skills
RIA Operations
Regulatory Compliance
Technology Implementation
Process Optimization
Client Service
Vendor Management
Risk Management
Team Leadership
Industry Regulations
Education
MBA in Operations Management, University of Nebraska-Lincoln
BS in Business Administration, University of Kansas
BS in Business Administration, University of Kansas
Certifications
- PMP
- Six Sigma Green Belt
- RIA Compliance
Operations specialist focused on RIA compliance, efficiency, and client service excellence.
- Led operations for $200M+ RIA with 1,000+ clients
- Implemented compliance programs ensuring zero regulatory issues
- Optimized operational processes reducing costs by 25%
- Led technology implementations improving client experience
- Managed vendor relationships and service level agreements
